1.AML CDD policies implementation
-Fully Implementation of all Citi Global and TWN regulatory
AML CDD strategies, initiatives, process and policies
-Implementing integrated process and procedures and come
out feasible workable solutions aimed at meeting internal and
external regulatory or policy guidance for all related impacted
consumer business and SME business
-Responsible for communicating with senior managers,
members of the Business and other Citi regional related
-Assist CBSU head on management the whole team by
developing an advance and updated MIS mechanism,
scorecard and capacity plan to monitor the whole team
working status to compliance with service level agreement
3.AML system projects implementation
-Work closely with cross regional and functional teams on
project and provide sound analysis and closely monitor the
status to fully implementation of any ad hoc AML system
-Produce progress status reports on various initiatives for
senior management reporting.
The IBC plays the crucial role of leading product risks management functions at TTS. As the product risks manager, the IBC is responsible for driving the TTS product risk management and control function for TTS Taiwan. The IBC presents a single, coordinated face to functional teams include but not limited to legal, compliance, finance and operation, ensuring TTS’s reputation as the well control and most dynamic business organization. In both leading the product risk management and protecting the franchise, the IBC must achieve collaboration and alignment across all stakeholders.
The key responsibility of the Corp Banking Business manager is supporting Corp Banking Management to maintain a robust Risk and Control environment within the Corp Banking business. The needs to have thorough understanding of Corp Banking business, an in depth knowledge of the end-to-end process flows together with a thorough familiarity of the inherent risks and controls.
Job function includes:
•Help to drive the business growth through new initiatives and pipelines follow up; follow up key financial impact and booking through revenue tracking and revenue analysis for action plans
•Track revenue trend to ensure the booking is in line with the deal arrangement/structure; raise feedback to finance, sort out solutions for timely and appropriate MIS adjustments to remedy revenue booking issues
•Coordinate with various desks and ensure timely and accurate submission to BPA of the weekly Flash-Revenue Estimates.
•Monitoring and tracking for completeness and timeliness of Operational Events reporting and inputs into EEMS.
•Monitoring and Tracking to ensure regulatory, self-identified and internal audit Corrective Action Plans get addressed and closed by the various desks timely and thoroughly.
•Be the Lead BRC (Business Recovery Coordinator) and Records Retention Officer. Responsibility includes the comprehensive planning, updating and timely execution of the COB plan and Records Retention inventory.
•Develop and implement control procedures to ensure the business is in compliance with corporate policies, regulatory requirements and regulations.
•Lead discussions with Legal, Compliance and Audit in relation to internal controls related matters.
•Undertake the Manager Control Assessment (MCA) self-assessment process, including active identification and management of control issues.