Sales Surveillance Senior Analyst_投資交易監控處

更新 2022/07/01

全職

大學、碩士

面議(經常性薪資4萬含以上)

台北市 中山區

應徵人數:
需求人數: 2人
到職日:
一個月內
全職 大學、碩士 面議(經常性薪資4萬含以上) 台北市 中山區
工作內容

Job Description 

Responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is responsible for escalating the activity and working collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of the matter, which may include employee discipline. 

 

Responsibilities: 

 

1. Assisting team members with the review and analysis of surveillance alerts and/or reports relating to firm, employee and client trading activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately. 

2. Gathering and analyzing trade data to assist in the Firm’s response to inquiries received from governmental and exchange regulatory bodies. Supporting the compliance group in evaluating surveillance results for potential problems, communicating surveillance findings to management in a clear and concise manner as well as interacting with legal and other compliance personnel. 

3. Responding to inquiries or requests from internal partners (e.g. IRCM Assurance, Internal Audit, and Legal). 

Other responsibilities include handling telephone hotlines and performing data entry. 

4. Additional duties as assigned. 

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm‘s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. 

 

Citi has entered into an agreement with DBS to acquire its consumer bank in Taiwan which includes credit cards, loans, retail banking, and wealth management. The sale is expected to complete in July 2023 . As this is a role to work in Citi’s consumer bank, the successful candidate will initially be employed by Citi, but on sale completion, their employment will transfer to DBS that will employ Citi’s consumer bank employees, prior to their transfer to DBS.

工作資訊
要求條件
  • 工作經驗: 4年以上工作經驗
  • 學歷限制: 大學、碩士
  • 科系限制: 商業及管理學門
  • 語言能力:
    英文
    精通
    精通
    精通
    精通
  • 附加條件:
    1. Previous relevant experience preferred
    2. Some knowledge of Compliance laws, rules, regulations, risks and typologies
    3. Excellent written and verbal communication skills
    4. Must be a self-starter, flexible, innovative and adaptive
    5. Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
    6. Strong project management and organizational skills and capability to handle multiple projects at one time
    7. Proficient in MS Office applications (Excel, Word, PowerPoint)
    8. Some knowledge of Compliance laws, rules, regulations, risks and typologies
  • 歡迎一般求職者、原住民…等
公司福利

法定項目:

勞保、健保、週休二日、陪產檢及陪產假、育嬰假、生理假、特別休假、員工體檢、勞退提撥金、職災保險、哺乳室、有合作托兒中心

福利制度:

  • 獎 金 類: 年終獎金、績效獎金
  • 保 險 類: 意外險、壽險、員工團保
  • 餐 飲 類: 伙食津貼
  • 居 住 類: 員工購屋低利貸款
  • 設 備 類: 按摩室、交誼廳
  • 娛 樂 類: 員工電影、家庭日
  • 補 助 類: 員工低利貸款、國內、外旅遊補助
  • 其 他 類: 員工在職教育訓練、良好升遷制度

更多說明:

花旗(台灣)銀行的薪資制度是建立在公平及具市場競爭力的基礎上,吸引優秀人才及激勵內部員工。透過各種不同的報酬組合(底薪、津貼、績效獎金等)與員工分享公司的營運成果以達極具競爭力的薪酬福利水準。

花旗為讓員工及其家庭享有更舒適與愉悅的生活,並讓員工能感受到現在及未來的保障,花旗提供了貼心及完善的福利制度 :

◎優於勞基法之休假制度及多元包容的休假規定
◎優渥的團保內容 (壽險、意外險、醫療險、癌症險、因公出差意外險、旅遊健康援助計劃)
◎眷屬醫療險 (公司部份負擔) 及父母險 (員工可以特惠價格參加)
◎員工優惠利率 (房貸及消費性貸款)
◎多項銀行優質服務與手續費減免 (買賣外幣免手續費並享中價匯率、匯款免手續費、共同基金申購手續費全免等等)
◎員工子女幼兒教育機構學費優惠
◎多元職工福利
◎服務年資賀禮
應徵方式
聯絡人員:

Charlene

其他 請透過花旗官方人才招募網站投遞您的履歷,我們將優先處理: https://jobs.citi.com/ (JOB ID: 22500393) Please submit your applications via Citi Career website: https://jobs.citi.com/ (JOB ID: 22500393)

應徵方式:

合適者將主動通知面試!主動連繫時請您提醒公司人事,您是從1111看到此工作喔! 有什麼好處?

到職日期:

一個月內

花旗(台灣) 商業銀行股份有限公司(花旗銀行)

銀行

花旗(台灣) 商業銀行股份有限公司(花旗銀行)

銀行

花旗(台灣) 商業銀行股份有限公司(花旗銀行)

銀行