1.依據企業目標，擬訂公司年度稽核計劃與執行公司年度稽核工作，包含工作底稿之編製、稽核報告、事後追蹤、檔案管理 2.檢查與評估現行作業規章程序之控制情形 3.有關組織、人事、財務、會計、營繕、採購、財產及資訊管理等作業規章或制度遵行情形之檢查、評估與建議等 4.內稽內控制度設計、執行、考核，並培育所屬專精稽核相關技能，確保稽核工作的品質 5.協調整合企業稽核資源及相關事宜推動 6.法令規範之遵循及公告申報 7.提出稽核報告及執行結果與改善建議方案 8.銀行消費金融稽核業務 9.主管交辦之工作事項輕型機車,普通小型車
Translation, Reporting and Operations Support Analyst
Job Description The role sits with the Internal Audit department’s Professional Practices Operations team. The incumbent is mainly responsible for delivery of high quality English-Chinese translation for documents such as audit reports, local regulatory required attestation, workpapers, requests from local regulators, regulations, and regulatory issues and business corrective actions as well as for local governance reporting. In addition, the incumbent will lead the local records management and business resumption efforts while providing other operational support on as required basis. Key Responsibilities: Provide timely and quality English- Chinese translation of audit related documents. Support the IA Management and audit team in meeting publishing deadlines. Effectively prioritize translation needs. As a professional, applies a basic understanding of internal audit standards, policies, and local regulations to accurately translate audit related documents including reports, working papers, etc. from English to Chinese and vice versa and ensure that translation captures and conveys the author‘s opinions and views and accurately translates English financial terms and concepts into for the local audience. Support the regulatory engagement process (e.g. exam deliverables, exam issue and CAPs reply, IA official letter log, etc.) as needed. Handle all TW IA qualification and training records including physical records and registration. Lead local records management, Personal Data Protection Act project. Provide support on operational processes (e.g. maintaining SharePoint workflow tool) as required locally. Proactively support region-wide or global IA initiatives, as applicable. This job description provides a high-level summary of the types of work performed. Other job-related duties may be assigned as required.
1.依照年度稽核計畫執行稽核作業查核, 並提出稽核報告及建議改善方案; 2.年度內控自行評估處理, 內部控制制度之增修訂建議; 3.協助工廠異常事項追蹤及相關作業流程釐清與建議改善方案; 4.協助查核、協調、解決並優化各部門間之流程和作業問題; 5.協助主管了解規劃(含建立)成本結轉流程; 6.年度預算資料彙整(一年一次); 7.主管交辦事項.一般商業學類,會計學類,財務金融學類普通重機車
AML Execution Analyst_Quality Assurance of Financial Intelligence Unit
The Quality Assurance team acts as a trusted body with a commitment to quality and process improvements, having an ultimate objective to identify areas of improvement and opportunities in the method in which the investigative analysts review and assess anomalous behaviors. The team’s responsibilities include identifying and reporting potential issues, submitting recommendations on a variety of developmental opportunities and/or best practices and serving as mentors to the investigative analysts. Purpose of Role: Responsible for reviewing anomalous activity alerts/cases that are closed by AML FIU Investigation Analysts, Junior Analysts, and Senior Analysts as a control to ensure accuracy, completeness and compliance with regulatory, internal/external audit requirements and policy/procedural requirements. Responsible to ensure individual adherence to defined quality standards/core competencies. Key responsibilities 1.Acts as an SME on the day to day process for conducting quality review of the operations analysts’ work. Objectively assesses the quality of the investigative analysts’ work for what is going well and what needs to improve and supports coaching efforts. 2.Prepares QA reviewer reports with observations summary. Ambassador of best practices and facilitator of knowledge of money laundering processes. 3.Escalation point for review of complex cases to validate that transaction monitoring alerts were processed in line with quality standards. 4.Compiles the outcome of reviews and provides feedback on the standardization of alert monitoring processes across the hub. 5.Ensures that the Quality Assurance process is executed in adherence with global standard policies and procedures, using global standard tools. 6.Keeps regular interactions with global QA Team in order to exchange the standards on QA Program and keep consistency in QA execution. 7.Adheres to global standard policies and procedures. Operates within agreed business SLAs and confidentiality standards Requirements Skills and competencies: A person in this role has a passion for uncovering the truth and exposing potential criminal activities. He/she has a genuine interest in the news and current affairs with the ability of cross referencing them during investigations. He/she is methodical, analytical, open minded and have the desire to thoroughly and accurately research, extract, compile and connect information from various sources. Additional requirements: 1.Good knowledge of English and high standard of written and oral communication skills. 2.Strong analytical skills and attention to detail 3.Demonstrated initiative and creativity in problem solving 4.Organized, disciplined and highly responsible 5.Presentation skills and ability to build strong arguments to justify his/her decisions 6.Demonstrated ability to work independently, interact effectively, with different levels of management and to operate with excellent corporate work ethics (timely, honest, respectful and considerate to co-workers) 7.Good understanding of Windows applications (Word, Excel, etc.) and Internet & commercial database searches 8.Citi has entered into an agreement with DBS to acquire its consumer bank in Taiwan which includes credit cards, loans, retail banking, and wealth management. The sale is expected to complete in July 2023 . As this is a role to work in Citi’s consumer bank, the successful candidate will initially be employed by Citi, but on sale completion, their employment will transfer to DBS that will employ Citi’s consumer bank employees, prior to their transfer to DBS.
1.大學以上商學、管理、IE、資訊等相關系所畢。 2.至少兩年以上公開發行公司稽核經驗，或至少三年以上公開發行公司財會或IT工作經驗，或至少兩年以上四大會計師事務所從事審計或電腦審計工作經驗。 3.必須熟悉ACL或Arbutus工具，若有SAP使用經驗或取得會計師考試及格證書或國際內部稽核師或電腦稽核師證書者優先考慮。 4.態度負責積極，具團隊觀念、溝通能力、及創意。商業及管理學門