• 花旗(台灣) 商業銀行股份有限公司(花旗銀行)
      台北市中山區面議(經常性薪資4萬/月含以上)2年工作經驗以上大學,碩士百大企業外商企業

      The Quality Assurance team acts as a trusted body with a commitment to quality and process improvements, having an ultimate objective to identify areas of improvement and opportunities in the method in which the investigative analysts review and assess anomalous behaviors. The team’s responsibilities include identifying and reporting potential issues, submitting recommendations on a variety of developmental opportunities and/or best practices and serving as mentors to the investigative analysts. 

       

      Purpose of Role: Responsible for reviewing anomalous activity alerts/cases that are closed by AML FIU Investigation Analysts, Junior Analysts, and Senior Analysts as a control to ensure accuracy, completeness and compliance with regulatory, internal/external audit requirements and policy/procedural requirements. Responsible to ensure individual adherence to defined quality standards/core competencies. 

       

      Key responsibilities 

      -Acts as an Subject Matter Expert (SME) on the day to day process for conducting quality review of the operations analysts’ work. Objectively assesses the quality of the investigative analysts’ work for what is going well and what needs to improve and supports coaching efforts. 

      -Prepares QA reviewer reports with observations summary. 

      -Ambassador of best practices and facilitator of knowledge of money laundering processes. 

      -Escalation point for review of complex cases to validate that transaction monitoring alerts were processed in line with quality standards. 

      -Compiles the outcome of reviews and provides feedback on the standardization of alert monitoring processes across the hub. 

      -Ensures that the Quality Assurance process is executed in adherence with global standard policies and procedures, using global standard tools. 

      -Keeps regular interactions with global QA Team in order to exchange the standards on QA Program and keep consistency in QA execution. 

      -Adheres to global standard policies and procedures. 

      -Operates within agreed business SLAs and confidentiality standards

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    • 更新時間:2020-09-23
    • 花旗(台灣) 商業銀行股份有限公司(花旗銀行)
      台北市信義區面議(經常性薪資4萬/月含以上)5年工作經驗以上大學以上百大企業外商企業

      The Auditor III is an intermediate level role responsible for applying in-depth specialty area knowledge to perform audits across the business/ functions within Citigroup Global Markets Taiwan Securities Company Limited as well as providing support for regional audits within Equities and Securities Service business. 

       

      Responsibilities: 

      -Perform moderately complex audits including drafting and presenting audit issues to the business, and discussing practical solutions 

      -Identify inconsistencies in audit data or results, define business issues and formulate recommendations on policies, procedures or practices 

      -Contribute to the development of audit process improvements, including the development of automated routines 

      -Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope 

      -Develop effective line management relationships to ensure strong understanding of the business 

      -Has the ability to operate with a limited level of direct supervision. 

      -Can exercise independence of judgement and autonomy. 

      -Applies knowledge of key Taiwan securities and futures regulations to influence audit scope. 

      -Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm‘s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.


      要求條件

      商業及管理學門 相關科系

      證券商高級業務員 專業憑證

      展開收合此次搜尋不想看到這間公司
    • 更新時間:2020-09-22
    • 花旗(台灣) 商業銀行股份有限公司(花旗銀行)
      台北市中山區面議(經常性薪資4萬/月含以上)7年工作經驗以上大學,碩士百大企業外商企業

      Key Responsibilities on Marketing Lead 

      1. Work with the country team to establish a robust control and governance framework for Taiwan markets. Enhance the focus on digital controls to ensure that controls are keeping pace with the evolution of the digital landscape. 

      2. Work with country counterparts (Technology/ORM/AML/Compliance/Fraud/Legal) in developing effective review and monitoring parameters, KRIs and self-assessment tools for new product launches, process enhancement and client engagement tools. 

      3. Coordinate with Country technology and product teams to ensure successful implementation of new regulatory/Citi policy requirements related to digital product launches. 

      4. Ensure that the customer communication process across products and digital/marketing banking meets all relevant control, regulatory and compliance guidelines. 

      5. Ensure that controls around data privacy policies are adhered to during new product launches and for existing products. 

      6. Drive consistency across countries related to documentation and standardization of key control processes through involvement in new product approval processes and ensure all new and existing policies and procedures are properly implemented. 

      7. Drive critical Manager’s Control Assessment (MCA) program enhancements through alignment with evolving risks as well as changing business needs and policies, including ensuring the mapping of the Regulatory Control Matrix (RCM) to the MCA is comprehensive. 

      8. Drive a strong control culture and ensure permanent controls readiness. 

      9. Provide advisory and support to the Customer Franchise team on Internal Audit reviews and regulatory exams. 

      10. Refine and augment the Regional Consumer Control Procedure Manual (RCCPM) to align with business strategy and cater for changes arising from evolving issues, trends and emerging risks. 

      11. Perform root cause analysis on significant control breaks and share lessons learned within the country and across the region. 

      12. Perform targeted onsite Peer Reviews with teams of regional and country process, function and control subject matter experts with the support of local management. 

       

      MCA Governance and Oversight 

      1. Coordinate with the Regional and Country Consumer businesses and functions on the overall MCA and Annual Risk Assessment (ARA) processes for the Consumer businesses and functions, and work with the Regional businesses in reviewing the ARA performed based on the analysis of internally and externally raised risks and issues. 

      2. Drive critical MCA program enhancements through alignment with evolving risks as well as changing business needs and policies, assigning appropriately selected and trained MCA testers, performing quality reviews including the mapping of the Regulatory Control Matrix to the MCA, and implementing Control Monitoring and Design 

      3. Assessments in partnership with the Global Consumer Risk and Control function across Asia Consumer Gold Copy MCAs. 

      4. Lead the deployment of the Global and Regional Gold Copy MCA across the region with an appropriate change management process 

      5. Perform a quality review of the PRCs (Processes, Risks, and Controls), MCA results and corrective actions arising from identified exceptions for the Regional Consumer Businesses and functions for quality assurance and completeness 

      6. Support the region and functions on gap analysis and the implementation of global policy requirements and regional standards, and incorporate the updates in Regional Consumer Controls Procedures Manual (RCCPM) as required.

      展開收合此次搜尋不想看到這間公司
    • 更新時間:2020-09-22
    • 遠東國際商業銀行
      台北市中正區面議(經常性薪資4萬/月含以上)2年工作經驗以上大學,碩士百大企業高薪100

      1. 負責資訊部門自行查核作業。 

      2. 配合內、外部查核之資訊單位窗口。 

      3. 負責資訊部門之內部控制作業,執行內控、資安及法令遵循事項。 

      4. 資安教育訓練規劃與實施。


      要求條件

      資訊工程學類,商業及管理學門 相關科系

      銀行內部控制與內部稽核測驗(一般金融) 專業憑證

      展開收合此次搜尋不想看到這間公司
    • 更新時間:2020-09-22
    • 永豐金融控股股份有限公司(永豐銀行/永豐金證券/永豐金租賃)
      台北市中正區面議(經常性薪資4萬/月含以上)3年工作經驗以上大學以上百大企業

      1. 依照企業或組織既定之政策或目標,研訂稽核工作計畫,並付之實施。 

      2. 決定稽核業務所需之資料,進行蒐集、保管、處理與流通使用。 

      3. 秉承經營者或上級決策者之指示,或發佈通知,或審核各部門之業務、財務預算及規章、法律遵辦情形並呈報建議。 

      4. 查知、協調及解決各部門間之流程或作業問題。 

      5. 指導稽核工作進行並培育所屬專精稽核相關技能。 

      6. 主導或協助內外部稽核工作的執行以及稽核報告之呈核與改善之追蹤。


      要求條件

      商業及管理學門,法律學門,資訊工程學類 相關科系

      證券商高級業務員,期貨商業務員 專業憑證

      展開收合此次搜尋不想看到這間公司
    • 更新時間:2020-09-21
    • 渣打國際商業銀行股份有限公司
      台北市松山區面議(經常性薪資4萬/月含以上)6年工作經驗以上大學,碩士百大企業

      請直接至以下網站申請職缺 

      https://scb.taleo.net/careersection/jobdetail.ftl?job=2000012951&lang=en 

       

      工作職責: 

      Business 

      The BRM, specialized in Banca, must ensure that business implements and maintains operational risk controls in accordance with Enterprise Risk Management Framework (ERMF). The BRM places particular emphasis on: 

      1. To undertake continuous monitoring of key controls to assess the proper functioning and adequacy of existing controls leading to effective risk management. 

      2. Assist in coordinating facilitating and promoting understanding of Operational Risk and in implementation and management of Operational Risk within the Unit. 

      3. Assist product heads and work in partnership with 2nd line defence to influence the development of an operational risk culture which is forward looking, risk based and customer focus 

      4. Identify, assess, monitor, escalate and report operational risks from respective business scope to both product heads and 2nd defense team in a timely manner. 

       

      Processes 

      1. Quality Assurance: to make sure the quality assurance of operational risk controls in all units across all processes in the corresponding business area. 

      2. Competency and Effectiveness: to be fully competent in control measure skills and methodology in conducting sample testing, quality checking, and monitoring; to be effective in identifying control process gaps, timely escalation of identified issues or risks, and effective actions to mitigate within the accepted time frame. 

      3. Ensure 1st Line risk ownership: to assist WM head or product heads truly own all risks in their business areas. 

      4. Monitoring and escalation: To be responsible for monitoring all processes in the corresponding area and escalate any issues and risks to the corresponding control function area and business heads. 

       

      Risk Management 

      1. Support all control checks approved by Enterprise Risk Management Framework (ERMF) & be accountable for identification and escalation of potential risks and issues to senior management through appropriate governance channels and the Quality Assurance framework 

      2. Inform senior management and relevant regulators of serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and/or activities are ceased. 

       

      Governance 

      1. Support all control checks approved by Enterprise Risk Management Framework (ERMF) & be accountable for identification and escalation of potential risks and issues to senior management through appropriate governance channels and the Quality Assurance framework 

      2. Inform senior management and relevant regulators of serious regulatory breaches (or where risk tolerances have been breached) and ensure that actions are taken quickly to remediate and/or activities are ceased. 

       

      遴選條件 

      Our Ideal Candidate 

      • Degree holder, preferably 6-8 years of Banking experience in Wealth Management process and delivery function. 

      • Project management license preferred 

      • Project management & Implementation 

      • Proficiencies and Knowledge 

      o Banca and Wealth management 

      o Sales policies and procedures 

      o Operational risks & awareness 

      o Regulation 

      • Collaboration and team work 

      • Communication and listening 

      • Negotiation and engagement

      展開收合此次搜尋不想看到這間公司
    • 更新時間:2020-09-18
    • 渣打國際商業銀行股份有限公司
      台北市松山區面議(經常性薪資4萬/月含以上)6年工作經驗以上大學,碩士百大企業

      請直接至公司官網申請職缺: https://scb.taleo.net/careersection/jobdetail.ftl?job=2000008558&lang=en 

       

       

      主要工作職責: 

       

      1. 財富管理銷售作業流程 

      *流程改善並簡化財富管理銷售作業流程以增進銷售人員銷售力及提升客戶經驗。 

      *流程改善設計並要確保正確執行且符合規範。 

      *推動財富管理系統平台、風險管理、作業流程簡化及標準化等相關專案的實施。 

      *提供作業流程相關說明或教育訓練。 

       

      2. 專案執行及變更管理 

       

      *定期檢視並確保財富管理相關銷售相關專案的正確執行且符合規範。 

      *監控並遵循有效的專案計劃及溝通工具與相關單位有效合作。 

      *監控、審查並優化投資適合度分析評估系統,以確保評估完整無誤且符合集團標準和主管機關規範。 

      *執行與財富管理集團之專案 

      *財富管理相關系統、平台和流程,以確保品質和一致性 

       

      3. 資格 

      *大學以上, 6-8年銀行相關經歷, 具財富管理經驗尤佳 

      *熟悉保險相關流程 

      *專案管理能力及經驗, 有專案管理師(PMP) 證照者佳 

      *英文溝通能力


      要求條件

      商業及管理學門,經濟學類 相關科系

      展開收合此次搜尋不想看到這間公司
    • 更新時間:2020-09-18
    • 渣打國際商業銀行股份有限公司
      台北市松山區面議(經常性薪資4萬/月含以上)5年工作經驗以上大學,碩士百大企業

      1.Be responsible for planning and execution of IT audits within the bank, and ensure satisfaction of local regulations and Group Audit requirements. 

      2.Work on medium to complex issues. 

      3.Analyze the risks linked to the audited matters or items. 

      4.Evaluate the compliance and efficiency of the internal controls in place. 

      5.Apply and improve the current methodology, internal controls checklist and audit programs. 

      6.Communicate with the auditee for audit findings, remarks, and recommendations, and ensure appropriate action is taken. 

      7.Build good work relationship with all stakeholders and give appropriate and regular feedback to the management.


      要求條件

      高考會計師,電腦稽核師CISA 專業憑證

      展開收合此次搜尋不想看到這間公司
    • 更新時間:2020-08-07
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