IBG_CDD checker

1. Conduct IBG TSU review to comply with Group framework. 

2. To ensure the results are formally tracked and reported to management 

3. Monthly report preparation including regional and location 

4. Handle inspection matters in relation to TSU including regulatory audit, local audit and PWC etc. 

5. TSU-RCSA , SCSA TSU-PDPA 

6. EWSS system(transaction surveillance system) , re-platform, rule assessment , UAT, coordinate with group support team and prepare relevant material to committee as necessary. 

7. Conduct training/education to TSU team members to comply with Group and local requirement  

8. Group policy/procedure implementation ， deviation, local addendum as appropriate and communication with Group TSU/local TSU colleagues 

9. TSU local SOP maintenance ( new/update) and communication with TSU colleagues 

10. Taking follow-up actions in accordance with policy , procedure once an STR has been submitted to and FIU. 

11. Disseminating any relevant alerts, notices or reports received from the local FIUs to the appropriate BU/SU for their awareness and learning. 

12. Assisting supervisor or other teams (where appropriate) with respect to suspicious transaction investigations, gathering financial intelligence. 

13. Adhoc task support if necessary.

1. Develop SOP to comply with regional policies and local regulations.  

2. Responsible for driving sales monitoring report enhancement and control points/mechanism by working closely with stakeholders.  

3. Conduct periodic SOP/Boundary list and training.  

4.Timely complete sales surveillance related reports and sales healthy check  

5. Support BIF revision, SCSA, internal/external audit on information request providing.  

6. Sales misconduct investigation  

7. Sales new onboard training

•Review and roll-out Anti-Money Laundering (AML)/Countering the Financing of Terrorism (CFT) related policies and guidelines for. Conduct Gap Analysis between local regulatory requirements and MAS requirements when changes occur. 

•Understand related business/operation and providing the necessary AML/CFT advice, interpretation and recommendation on existing and new AML/CFT laws and regulations. 

•Assist in supporting the formulation of specific Guides relating to AML/CFT. 

•Facilitate relationship management with regulator. Assist in handling audit/regulatory inspection issues relating to AML/CFT. 

•Maintain AML/CFT policies and standards including relevant KYC/CDD guidelines to support the AML/CFT framework. 

•Provide relevant guidance on regulatory requirements in resolving gaps (where apparent), and report to relevant governance committee(s), as necessary. 

•Gap analysis on regulatory papers relating to KYC/CDD, AML/CFT (as applicable) to provide relevant guidance.  

•Facilitate implementation of AML controls within country, Group, business or functions, depending on regulations.  

•Ensure the Bank/Group has an effective sanctions control framework to manage the bank‘s exposure to sanctions risk. 

•Ensure customers with sanctions exposures are adequately managed to mitigate the risk to DBS.  

•Review and investigate all payment alerts to ensure the bank does not process any payments that may violate sanctions regulations that the bank adopts as a policy. 

•Train staff and develop awareness at all staff levels to ensure they are able to identify potential sanctions risk and mitigate risk. 

•Provide accurate reporting to senior management and the Board for appropriate decisions on bank’s sanctions risk. 

•Provide advisory comments on various products/initiatives. Examples NPA/NPA Lite, Outsourcing Risk Review, RCSA process, Customer Journey and any ad hoc initiatives/projects 

•Conduct periodical ERWA report and filing to regulator accordingly. 

•Conduct BU/SU AML,CFT & Sanction SCSA program and evaluation to comply with regulatory requirement

＜ 注意事項 ＞ 

1. 請至JIM bot進行第一階段申請:  

Jim - 資深豐盛理財客戶經理 (https://dbs-prod.impress.ai/careers/icareers/html-widget/chat-widget/92e652f2-3ac7-450c-b36a-89cf9dbbd7b4/) - 2023的評估 (impress.ai) (建議用Google Chorme瀏覽器開啟) 

2. 請至DBS官方網站，註冊帳號密碼後，點選「線上應徵」進行第二階段申請 資深豐盛理財客戶經理 

(https://careers.dbs.com/careersection/dbs_professional_hires_career_section/jobdetail.ftl?job=21000002&lang=zh_TW) 

e-JD(透過影片可更了解DBS RM的實際工作樣貌): https://www.youtube.com/watch?v=rhKNH4M2a-o 

1.透過卓越的客戶服務及專業的財務解決方案，增加/強化客戶及其家人的財富 

2.依據客戶的資產組合/財務需求，提供全方位的理財規劃建議，確保產品的風險在客戶的承受範圍內並使客戶滿意本行的售後服務 

3.透過緊密的團隊合作，提供客戶專業、客製化的服務體驗，滿足其所有銀行相關的需求(含銀行一般業務、借貸及投資) 

4.https://www.youtube.com/watch?v=rhKNH4M2a-o

＜ 注意事項 ＞ 

1. 請至JIM bot進行第一階段申請:  

Jim - 資深豐盛理財客戶經理 (https://dbs-prod.impress.ai/careers/icareers/html-widget/chat-widget/92e652f2-3ac7-450c-b36a-89cf9dbbd7b4/) - 2023的評估 (impress.ai) (建議用Google Chrome瀏覽器開啟) 

2. 請至DBS官方網站，註冊帳號密碼後，點選「線上應徵」進行第二階段申請 資深豐盛理財客戶經理 

(https://dbs.taleo.net/careersection/dbs_professional_hires_career_section/jobdetail.ftl?job=21000002&lang=zh_TW) 

1.透過卓越的客戶服務及專業的財務解決方案，增加/強化客戶及其家人的財富 

2.依據客戶的資產組合/財務需求，提供全方位的理財規劃建議，確保產品的風險在客戶的承受範圍內並使客戶滿意本行的售後服務 

3.透過緊密的團隊合作，提供客戶專業、客製化的服務體驗，滿足其所有銀行相關的需求(含銀行一般業務、借貸及投資) 

4.https://www.youtube.com/watch?v=rhKNH4M2a-o 

＜ 注意事項 ＞  

1. 請至以下官方網站連結，點選「線上應徵」並上傳最新版履歷。 

2. 您將於24小時內, 收到email -「邀請您完成資深豐盛理財客戶經理」 

3. 點選email中「點此開始申請」，進入JIM系統完成線上申請。(建議用Google Chorme瀏覽器) 

連結→ https://dbs.taleo.net/careersection/dbs_professional_hires_career_section/jobdetail.ftl?job=21000002&lang=zh_TW

負責高端/私人理財客群經營 

1. Acquire new affluent customers and solicit business opportunities through proactive cross-selling, referrals and personal business connections. 

2. Build strong customer relationships and deliver customer-focused solutions to exceed customer expectations and increase the share of customers‘ wallets. 

3. Align actions to customer needs, identify customer needs through financial need analysis / investment profile review, and offer differentiated solutions of banking and wealth management products / services in line with customers’ changing profile and needs. 

4. Achieve assigned sales and business targets, and maximize contributions to the revenue of DBS Treasures Private Client 

Increase product utilization and penetration by proactively updating customers on the latest product / market information and their account status.

＜ 注意事項 ＞ 

1. 請至JIM bot進行第一階段申請:  

Jim - 資深豐盛理財客戶經理 (https://dbs-prod.impress.ai/careers/icareers/html-widget/chat-widget/92e652f2-3ac7-450c-b36a-89cf9dbbd7b4/) - 2023的評估 (impress.ai) (建議用Google Chrome瀏覽器開啟) 

2. 請至DBS官方網站，註冊帳號密碼後，點選「線上應徵」進行第二階段申請 資深豐盛理財客戶經理 

(https://dbs.taleo.net/careersection/dbs_professional_hires_career_section/jobdetail.ftl?job=21000002&lang=zh_TW) 

1.透過卓越的客戶服務及專業的財務解決方案，增加/強化客戶及其家人的財富 

2.依據客戶的資產組合/財務需求，提供全方位的理財規劃建議，確保產品的風險在客戶的承受範圍內並使客戶滿意本行的售後服務 

3.透過緊密的團隊合作，提供客戶專業、客製化的服務體驗，滿足其所有銀行相關的需求(含銀行一般業務、借貸及投資) 

4.https://www.youtube.com/watch?v=rhKNH4M2a-o 

＜ 注意事項 ＞  

1. 請至以下官方網站連結，點選「線上應徵」並上傳最新版履歷。 

2. 您將於24小時內, 收到email -「邀請您完成資深豐盛理財客戶經理」 

3. 點選email中「點此開始申請」，進入JIM系統完成線上申請。(建議用Google Chorme瀏覽器) 

連結→ https://dbs.taleo.net/careersection/dbs_professional_hires_career_section/jobdetail.ftl?job=21000002&lang=zh_TW

＜ 注意事項 ＞ 

1. 請至JIM bot進行第一階段申請:  

Jim - 資深豐盛理財客戶經理 (https://dbs-prod.impress.ai/careers/icareers/html-widget/chat-widget/92e652f2-3ac7-450c-b36a-89cf9dbbd7b4/) - 2023的評估 (impress.ai) (建議用Google Chorme瀏覽器開啟) 

2. 請至DBS官方網站，註冊帳號密碼後，點選「線上應徵」進行第二階段申請 資深豐盛理財客戶經理 

(https://careers.dbs.com/careersection/dbs_professional_hires_career_section/jobdetail.ftl?job=21000002&lang=zh_TW) 

e-JD(透過影片可更了解DBS RM的實際工作樣貌): https://www.youtube.com/watch?v=rhKNH4M2a-o 

1.透過卓越的客戶服務及專業的財務解決方案，增加/強化客戶及其家人的財富 

2.依據客戶的資產組合/財務需求，提供全方位的理財規劃建議，確保產品的風險在客戶的承受範圍內並使客戶滿意本行的售後服務 

3.透過緊密的團隊合作，提供客戶專業、客製化的服務體驗，滿足其所有銀行相關的需求(含銀行一般業務、借貸及投資) 

4.https://www.youtube.com/watch?v=rhKNH4M2a-o

擔任存匯收付櫃員及金融商品協銷。 

職務條件如下: 

1.大學以上商學系所畢業。 

2.具一年以上銀行存匯經驗。

1.提供客戶全方位理財建議與規劃。 

2.金融商品銷售與諮詢等多樣化金融服務。

1.提供客戶全方位理財建議與規劃。 

2.金融商品銷售與諮詢等多樣化金融服務。

擔任存匯收付櫃員及金融商品協銷。 

職務條件如下: 

1.大學以上商學系所畢業。 

2.具一年以上銀行存匯經驗。

1.提供客戶全方位理財建議與規劃。 

2.金融商品銷售與諮詢等多樣化金融服務。

1.根據一般理財客戶需求及風險接受狀況，建議及銷售既有金融理財各項商品，以達成個人業務目標。  

2.隨時掌握股市與經濟資訊脈動，定期檢視客戶資產組合，適時推薦最適合之金融商品與服務，並適時處理業務轉介，以深耕客戶關係並達成業務目標  

3.執行各項理財專案或行銷活動，以達成銷售預定目標

提供客戶投資理財商品資料或投資規劃建議 

金融商品的販售-進行簽約對保、報價與銷售締結 

維繫客戶關係 -與主要客戶建立與維持長期關係 

誠徵一起打拼的夥伴

1. 分析潛在企金目標客戶資料，正確及時完成客戶訪談記錄，以作為日後授信決定的參考 

2. 維護客戶良好關係，並適時處理業務轉介，提供財務解決方案，以滿足客戶需求並達成業務目標 

3. 分析及定期檢視一般客戶資金需求，以明確掌握客戶營運狀況，並避免不良債權的發生 

4. 及時完成授信申請文件及執行核貸後相關作業，以提升作業效率

一、工作內容  

1.根據一般理財客戶需求及風險接受狀況，建議及銷售既有金融理財各項商品，以達成個人業務目標  

2.隨時掌握金融市場趨勢與經濟資訊脈動，定期檢視客戶資產組合，推薦最適合之金融商品與服務，並適時處理業務轉介，以深耕客戶關係並達成業務目標  

3.執行各項理財專案或行銷活動，以達成銷售預定目標  

二、加入新光銀行五大優勢  

1.集團資源豐富  

2.產品多元創新  

3.具競爭力的薪酬制度  

4.順暢的升遷制度  

5.完整專業培育課程

一、工作內容 

1.根據一般理財客戶需求及風險接受狀況，建議及銷售既有金融理財各項商品，以達成個人業務目標 

2.隨時掌握金融市場趨勢與經濟資訊脈動，定期檢視客戶資產組合，推薦最適合之金融商品與服務，並適時處理業務轉介，以深耕客戶關係並達成業務目標 

3.執行各項理財專案或行銷活動，以達成銷售預定目標 

二、加入新光銀行五大優勢 

1.集團資源豐富 

2.產品多元創新 

3.具競爭力的薪酬制度 

4.順暢的升遷制度 

5.完整專業培育課程