25926283 Underwriting Reviewer, Vice President, Taipei Taiwan Hybrid(刊期已經結束)

In this role, you’re expected to:  

Partner with Relationship Management and Compliance teams to assist with the preparation, development, due diligence and approval of the electronic Know Your Client (KYC) record and supporting appendices 

Create and maintain KYC records by obtaining information from internal and external sources (firm website, regulatory websites, etc.) 

Partner with Relationship Management and Compliance teams to update system information from initiation to approval of KYC record and report workflow progress to supervisor 

Validate the information within KYC records and Customer Identification Program (CIP) documents to ensure completion and accuracy 

Ensure KYC records incorporate local regulatory requirements / Global Business Support Unit (BSU) Standards 

Maintain BSU tool 

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm‘s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

In this role, you’re expected to:  

Process clearance and settlement of Taiwan cash securities transactions 

Utilize data analysis tools and methodologies, in conjunction with professional judgement to make process improvement recommendations 

Resolve settlement related issues and escalate as needed; recommend solutions to resolve complex issues 

Participate in the implementation of assigned projects, including new products, services and upgrades to platforms 

Identify policy gaps and formulate new policies to enhance the streamlining of trade flow processes 

Monitor and provide solutions to errors to minimize risk to the firm 

Provide informal guidance, and/or on the job training to new team members 

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm‘s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

In this role, you’re expected to:  

Client Services: 

Serve as a primary point of contact for internal and external client inquiries via email and phone, providing timely and accurate resolutions with regards to pre/post trade issues and enquiries. 

Trade Lifecycle Management: 

Resolve complex process problems in global and local systems which require an in-depth evaluation of basic securities processing procedures and industry standards. 

Process pre trade/trade capture, allocations, confirmations/affiliations, FOBO/P&L reconciliation, and client service. 

System & Data Integrity: 

Oversee the set-up of new client, while representing a securities processing team, and acting as the analytical and procedural expert. 

Serve as analytical or procedural expert for securities processing deliverables/initiatives. 

Assist with the development of new techniques and streamlining trade processing activities. 

Regulatory & Exchange Reporting: 

Prepare and submit mandatory reporting to the exchange, including Day Trading and Omnibus allocation, ensuring full compliance with regulatory requirements. 

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm‘s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

1. Microsoft Access 連結資料庫，依需求撰寫查詢指令及篩選條件，製成Excel或PowerPoint格式供其他單位後續使用。 

2.使用Wscript撰寫程式，依需求自動化批次下載資料或產出報表。 

3.利用Excel函數，依需求編製報表。 

※本職缺歡迎身障人士主動投遞履歷應徵

外勤收件等一般銀行業務。

正在尋找一份既穩定又能持續成長的職涯嗎？ 

在新光銀行，你不只是找到一份工作，而是開啟一段能安心起步、逐步晉升的職涯旅程。 

無論你是剛畢業的新鮮人，還是正在尋找轉職契機的專業人才，這裡都有屬於你的舞台。 

我們相信，每一位加入新光的人，都能在完整的培訓、清晰的升遷制度，以及多元的職系發展中，找到自己的方向。 

【關於新光銀行】 

• 你不用擔心沒經驗：完整新人訓練，讓你安心起步 

• 你能規劃未來藍圖：存匯、行銷、信託、中後台等多元職系等你探索 

• 你能兼顧生活與工作：優於勞基法的特別休假，休息更有保障 

• 你能持續成長：每年一萬元學習福利金，支持你考證照、進修語言或專業課程 

• 你能看見努力成果：穩定薪資福利、明確升遷制度、友善文化，讓付出有回報 

【你將參與的工作內容】  

• 負責活期存款、提款、轉帳等前台服務 

• 辦理掛失止付、定存設定、質借等業務 

• 國內匯兌與分行資金調度管理